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Marketwatch

Dow 10318.16 -14.28 4:31pm
Nasdaq 2146.04 -10.78 5:30pm
S&P 500 1091.38 -3.52 5:01pm
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Institutional Services

Institutional Services

Equities

Who We Are

We bring together two first-class equity platforms that, when combined, offers equity issuers access to the second-largest retail brokerage network in the United States and comprehensive penetration of middle- and large-market institutions around the globe. By tapping into one of Wall Street's largest capital bases, we can price securities aggressively and maintain solid commitment to aftermarket support of our client's shares. Our innovation in structuring and global reach, guarantee excellent performance on all types of equity issue in both developed and emerging markets.

We are an established market leader in the following equity categories:

  • Number of Initial Public Offerings and equity deals managed
  • Block Trading - The ability to allow clients to quickly monetize large equity holdings or issue their own shares through accelerated "self shakedowns" by selling shares globally, often overnight.
  • Debt Exchangeable for Common Stock (DECS) - a convertible securities innovation created by Salomon Brothers that allows issuers to monetize equity positions while eliminating downside risk and retaining some upside in the stock price.

For more information, please contact your Financial Advisor.

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