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Investor Education
Senior Investors
The following links provide helpful information for senior investors, including these important topics: product information, internet fraud, deceptive sales practices and investment schemes.
Women & Co., a membership program from Citi, is designed to help women navigate the distinct financial challenges we'll face over the course of a lifetime. Members receive access to experts, toll-free resources, education, and savings to help you meet your personal financial goals.
Citigroup Financial Education Program
Knowledge is your greatest assetsm. Learn more about the Program.
Find out more about the SEC Order Disclosure Rule.
Smith Barney Account Protection
At Smith Barney, we believe that it is important that we work with our clients to help them protect their assets.
At Smith Barney, we are committed to helping clients understand their rights and responsibilities. Please review this important document to better understand how your Financial Advisor can best serve your needs, and how you can remain an informed and involved investor.
Learn about the basic facts of purchasing securities on margin (Portfolio CreditLine®) and potential risks involved with trading securities on margin. For information, the NASD has issued two investor education pieces on their website: Purchasing on Margin, Risks Involved with Trading in a Margin Account and Investing with Borrowed Funds: No 'Margin' for Error.
Security Enhancements Protecting You!
In January 2007, we introduced an improved authentication process during Log On to provide another level of protection for your financial information.
We are committed to providing uninterrupted service and support to our clients. The Firm recognizes that certain uncontrollable events can cause varying degrees of disruption to normal business processes. Learn about our practices.
Securities Investor Protection Corporation (SIPC)
For information regarding protection provided through SIPC, please visit their website at http://www.sipc.org/
Learn something new at our Smith Barney University. Classes starting now!
If you have questions about your account, you may contact your Financial Advisor by phone, e-mail, mail or in person. A phone number for your Financial Advisor and a secure e-mail link for clients can be found by clicking the "contact" link at the bottom of most pages on this website, or the "e-mail" link at the top of every page. If you need further assistance, you may speak with or e-mail the branch manager of the office servicing your account. In the event that there is an issue you wish to review with our Compliance Department, please write to Citigroup Global Markets Inc., Attention: Compliance Department, 111 Wall Street, 11th floor, New York NY 10005.
Women & Co. is a registered investment advisor that provides impersonal investment advisory services through Citicorp Investment Services, a registered investment advisor with the U.S. Securities and Exchange Commission ("SEC"). To obtain Women & Co.'s ADV, contact Women & Co. at 425 Park Avenue, 7th Floor, New York, NY 10022. Women & Co. is not registered as a broker-dealer. Brokerage services and/or investment advice are available to Women & Co. members through Citigroup Global Markets Inc., member SIPC, and Citicorp Investment Services, member NASD/SIPC, and affiliates of Citibank. Women & Company and Women & Co. are registered service marks of Citigroup Inc. Women & Co. is a division of Citigroup. Citigroup Global Markets Inc. and Citicorp Investment Services are subsidiaries of Citigroup Inc. The Women & Co. program is a resource within Citigroup accessed by its numerous subsidiaries for assistance in better serving the women's market. In consideration of this assistance, certain subsidiaries of Citigroup Inc., including those that are part of Citigroup's Global Consumer Group, and Citigroup Global Markets Inc., reimburse certain expenses of Women & Co.
For more information, please contact your Smith Barney Financial Advisor.
