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Marketwatch

Dow 12883.95 +5.75 4:30pm
Nasdaq 2915.86 +11.78 5:30pm
S&P 500 1349.96 +2.91 4:31pm
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Client Disclosures

SEC Order Disclosure Rule

View the latest report in accordance with SEC Rule 606.

Margin Disclosure Statement

Learn about the basic facts of purchasing securities on margin (Portfolio CreditLine®) and potential risks involved with trading securities on margin. For information, FINRA has issued two investor education pieces on their Web site:

Business Continuity

We are committed to providing uninterrupted service and support to our clients. The Firm recognizes that certain uncontrollable events can cause varying degrees of disruption to normal business processes.

Learn about our practices:

Learn about our practices:

Option Risk Disclosure (PDF)

Options issued by the Options Clearing Corporation are traded on the U.S. markets and on the European Options Exchange in Amsterdam. Each U.S. options market is a national securities exchange that is subject to regulation by the Securities and Exchange Commission.

Statement of Financial Condition (PDF)

Citigroup Global Markets Inc. and Subsidiaries as of December 31, 2009.

USA Patriot Act Customer Notice

U.S. federal law requires us to obtain, verify, and record information that identifies each person or entity that opens an account. As a result, when you purchase or sell securities or custody assets with our Firm, we will ask for a customer name, date of birth (for an individual), street address and an identification number, such as a Taxpayer ID number. We may also ask to see other identifying documents that will allow us to identify and verify your account. We appreciate your cooperation.

For more information, please contact your Financial Advisor.

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