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ADV Disclosure Documents and Privacy Notices
You may view and print the ADV Schedule H or similar disclosure document (the "Disclosure Document") and privacy notice (the "Privacy Notice") for Morgan Stanley Smith Barney LLC ("MSSB") or Citigroup Global Markets Inc. ("CGMI") as well as for specific third-party Investment Advisors/Sub-Managers (the "Investment Advisors") who may be managing your account(s). Please review the Disclosure Documents and Privacy Notices carefully, as they provide important information about MSSB, CGMI and each Investment Advisor. Clients of CGMI, including Citi Personal Wealth Management, should review both the CGMI Disclosure Document and the MSSB Disclosure Document for information relating to the investment advisory services being provided to their account.
To view and print the Disclosure Documents and Privacy Notices, please click on the relevant links below. The Privacy Notices may be included within the applicable Disclosure Document. To view or print documents provided in PDF format, you will need to obtain the Adobe Reader, which is available free of charge at Adobe's Web site (www.adobe.com), and install it on your computer.
For more information, please contact your Financial Advisoradvisor
| Disclosure Documents and Privacy Notices | Morgan Stanley Smith Barney LLC | Citigroup Global Markets Inc. |
|---|---|---|
| Graystone Consulting Institutional Consulting Services ADV Schedule H | (PDF) | N/A |
| Graystone Consulting Manager Assessment Program ADV Schedule H | (PDF) | N/A |
| Citigroup Institutional Consulting Manager Assessment Program ADV Schedule H | N/A | (PDF) |
| Collective Funds Asset Allocation Program Descriptive Brochure | (PDF) | N/A |
| Consulting Group/Portfolio Management Group Form ADV Schedule H | (PDF) | (PDF) |
| 401(k) Advisor Descriptive Brochure | (PDF) | (PDF) |
| Legg Mason Private Portfolios Form ADV Schedule H | (PDF) | (PDF) |
| Mutual Solutions Descriptive Brochure | (PDF) | N/A |
| Privacy Policy | (PDF) | (PDF) |
| Smith Barney Advisor Descriptive Brochure | (PDF) | (PDF) |
| TRAK CGCM Descriptive Brochure | (PDF) | (PDF) |
| TRAK NAV Descriptive Brochure | (PDF) | (PDF) |
| Morgan Stanley Personal Portfolio | (PDF) | N/A |
- Advanced Investment Partners
- AEW Capital Management, L.P.
- AllianceBernstein L.P.
- Anchor Capital Advisors LLC
- Apex Capital Management, Inc.
- Appleton Partners, Inc.
- Ariel Investments, LLC
- Atalanta Sosnoff Capital LLC
- Atlanta Capital Management Co., LLC
- Baird Investment Management
- Berkshire Asset Management
- Blackrock
- Bowling Portfolio Management
- Boyd Watterson Asset Management, LLC
- Brandes Investment Partners
- Brandywine Global Investment Management
- Calamos Advisors LLC
- Calvert Asset Management
- Cambiar Investors LLC
- Chartwell Investment Partners
- Cincinnati Asset Management, Inc.
- ClearBridge Advisors LLC
- Clover Capital Management
- Columbia Management
- Columbia Partners Investment Mgmt.
- Conestoga Capital Advisors, LLC
- Congress Asset Management Company
- Cramer Rosenthal McGlynn, LLC
- Crawford Investment Counsel, Inc.
- Davis Advisors
- Delaware Investments
- Dreman Value Management, LLC
- Eagle Global Advisors, LLC
- Earnest Partners, LLC
- Eaton Vance Management
- Equity Investment Corporation
- Estabrook Capital Management
- Evergreen Investments
- Fayez Sarofim & Co.
- Federated Investors Inc
- First Trust Advisors L P
- Flippin, Bruce & Porter, Inc
- Fort Washington Investment Advisors
- Forward Uniplan
- Franklin Portfolio Advisors
- Frontier Capital Management Co.
- Gannett Welsh Kotler, LLC
- Geneva Capital Management
- Global Currents Investment Mgmt, LLC
- Golden Capital Management, LLC
- Goldman Sachs Asset Mgmt.
- Greenwood Capital Associates, LLC
- GW Capital, Inc.
- Hansberger Global Investors International Value ADR/Natixis
- Harding, Loevner Management, L.P.
- Haverford Financial Services
- Hays Advisory, LLC
- Henderson Global Investors
- HGK Asset Management, Inc.
- INVESCO
- INVESCO Global Asset Management
- J&W Seligman & Company, Incorporated
- JAG Advisors
- Jennison Associates LLC
- John Hancock
- JPMorgan Asset Management
- Kayne Anderson Rudnick Invst.
- Kennedy Capital Management, Inc.
- LaSalle Investment Management (SEC.)
- Lateef Investment Management
- Lazard Asset Management LLC
- Legg Mason PPG
- The London Co.
- Loomis, Sayles & Company, L.P.
- Lord, Abbett & Co., LLC
- Lotsoff Capital Management
- Mackay Shields LLC
- Macquarie Allegiance Capital
- Madison Investment Advisors, Inc.
- McClean Budden Limited
- McDonnell Investment Management, LLC
- MDT Advisers
- Metropolitan West Capital Management
- MFC Global Investment Management LLC
- MFS Investment Management
- Miller/Howard Investments, Inc.
- Minneapolis Port. Mgmt. Group
- Missouri Valley Partners
- Moody Aldrich Partners, LLC
- Munder Capital Management
- Navellier & Associates, Inc.
- Neuberger Berman, LLC
- New Amsterdam Partners, LLC.
- Newgate Capital Management LLC
- Newton Capital Management
- NFJ Investment Group
- Northern Trust Value Investors
- NorthRoad Capital Management LLC/DSM Capital Partners LLC
- Nuveen Asset Management
- NWQ Investment Management Co., LLC
- NY Life Investment Management
- Oak Ridge Investments, LLC
- OFI Private Investments, Inc.
- Optique Capital Management, Inc.
- Pacific Income Advisers, Inc.
- Pacific Investment Mgmt. Co
- Parametric Portfolio Associates
- PENN Capital Management
- Philadelphia International Advisors
- Pinnacle Associates Ltd.
- Polen Capital Management
- Principal Global Investors
- Quest Investment Management, Inc.
- Red Granite Advisors LLC
- Reed Conner & Birdwell LLC
- Renaissance Investment Management
- Riverbridge Partners, LLC
- Riverfront Investment Group
- Robeco Investment Management, Inc.
- Roosevelt Investment Group, Inc.
- Rorer Asset Management, LLC
- Rothschild Asset Management, Inc.
- Sage Advisory Services, Ltd. Co.
- Sands Capital Management, LLC
- Santa Barbara Asset Management
- Schafer Cullen Capital Management
- Schroders Investment Management NA, Inc.
- Security Global Investors, LLC
- Segall Bryant & Hamill Invst Counsel
- Seix Advisors
- Snow Capital Management, LP
- Sovereign Asset Management
- Stacey Braun Associates, Inc.
- Symphony Asset Managment LLC
- Systematic Financial Management
- TCW Group
- Templeton Portfolio Advisors
- Thompson, Siegel & Walmsley LLC
- Thornburg Investment Management, Inc
- Tocqueville Asset Management, L.P.
- Tradewinds Global Investors, LLC
- Transamerica Investment Mgmt., LLC
- Turner Investment Partners Inc
- Van Kampen
- Vaughan Nelson Investment Management
- Victory Capital Management Inc.
- Voyageur Asset Management, Inc.
- Wall Street Associates
- Wasmer, Schroeder & Company, Inc.
- WCM Investment Management
- Wells Fargo
- Wentworth, Hauser and Violich
- WestEnd Advisors
- Western Asset Management Company
- William Blair & Company, LLC
- Wilmington Trust Company
- Winslow Capital Management, Inc.
- Zacks Investment Management, Inc.
For more information, please contact your Financial Advisor.
